Compliance & Disclosures

Regulated, transparent, accountable

As a SEBI-registered Portfolio Management Service, we make our regulatory documents and investor-protection mechanisms openly available.

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Complaints Table

The SEBI-prescribed format in which investor complaint data is disclosed each month, together with the trend of monthly and annual disposal.

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Disclosure Document

The mandatory PMS Disclosure Document filed with SEBI under Regulation 22, including fees, risks and conflicts of interest.

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Investor Charter

The SEBI Investor Charter for Portfolio Managers — vision and mission, services and timelines, investor rights and responsibilities.

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SEBI Registration Certificate

Our certificate of registration as a Portfolio Manager, granted 17 July 2026. Reg. No.: INP000010168.

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Fees

The APMI fee calculation tool, illustrating fixed, hybrid and variable fee structures across gain, loss and no-change scenarios.

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Framework of Accredited Investors

The Accredited Investor framework under the SEBI (Portfolio Managers) Regulations, 2020 — eligibility criteria, accreditation agencies and regulatory concessions.

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Grievance Redressal / Escalation Matrix

We take investor grievances seriously. If you have a complaint, please follow the escalation path below.

LevelContactEmailWorking Hours
Investor ServicesVikash Agarwaloperations@cagrcapital.inMonday to Friday, 9am to 6pm
Grievance OfficerNikita Chiknenikita@cagrcapital.inMonday to Friday, 9am to 6pm
Principal OfficerVikash Agarwalprincipal.officer@cagrcapital.inMonday to Friday, 9am to 6pm
Principal Officer
Mr Vikash Agarwal
principal.officer@cagrcapital.in
Grievance Officer
Ms Nikita Chikne
nikita@cagrcapital.in

How to raise a query or complaint

Queries and complaints may arise from a lack of explanation or clarification, or from a shortfall in the service standards you expect from us. You are entitled to raise a query and to make a complaint in writing, orally or by telephone.

  1. Write to our Client Servicing Team at operations@cagrcapital.in, or call us on 8655056540.
  2. You may also post your query or complaint to: 17th Floor, H8, Lodha Commercial Tower, Plot T-13, Wadala Truck Terminal Road, near Bus Riser No. 2, New Cuffe Parade, Antop Hill, Mumbai, Maharashtra 400037.
  3. If you do not receive a response within 10 business days of writing to the Client Servicing Team, please write to our Compliance Officer at compliance@cagrcapital.in. You can expect a reply within 10 business days of approaching the Compliance Officer.
  4. If you are not satisfied with our response, you may lodge your grievance with SEBI on SCORES, or write to any office of SEBI. SCORES can also be accessed through the SCORES mobile application.
  5. You may also approach the ODR Portal. Your attention is drawn to SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated 31 July 2023 on "Online Resolution of Disputes in the Indian Securities Market", under which a common Online Dispute Resolution Portal has been established for conciliation and online arbitration of disputes in the Indian securities market: smartodr.in.

SEBI SCORES

If your complaint is not resolved to your satisfaction, you may lodge it on SEBI's SCORES platform.

scores.sebi.gov.in ↗

SMART ODR Portal

Investors may also seek resolution through SEBI's Online Dispute Resolution mechanism.

smartodr.in ↗

Monthly Complaints Disclosure

Data on investor complaints received and redressed will be published here every month, as required by SEBI.

View latest disclosure ↗
Regulatory note. CAGR Capital is the brand of CAGR Financial Services Private Limited, registered with SEBI as a Portfolio Manager under Registration No. INP000010168 (granted 17 July 2026). Documents not yet published above are being finalised and will appear here as they are issued. Registration with SEBI does not imply any assurance of returns or the merits of the portfolio manager. Investments through the PMS are subject to market and other risks, and there is no guarantee that the investment objective of any strategy will be achieved. Investors should read all documents, including the Disclosure Document and Client Agreement, carefully before investing.

Entity & Registration Details

The registered particulars of the portfolio manager, as filed with SEBI.

Registered entityCAGR Financial Services Private Limited
Brand nameCAGR Capital
CINU66309MH2025PTC462826
SEBI Registration No.INP000010168
CategoryPortfolio Manager — SEBI (Portfolio Managers) Regulations, 2020
Date of registration17 July 2026

Custodian

Custody and safekeeping of client securities is held with an independent SEBI-registered custodian.

Nuvama Custodial Services Limited
SEBI Reg. No. IN/CUS/027

Investor Charter

The SEBI Investor Charter for Portfolio Managers — vision and mission, services and timelines, and investor rights.

View document (PDF) ↗